Skip to content

Domain Experts

Securities & Wealth-Management Compliance / Supervisory Analyst

Weekday logoWeekday$100–$130/hrRemote in United StatesContractPosted 1mo ago
Apply on Weekday (opens the job details)Is Weekday legit? Pay and reviews

About the role

Compensation: $100 - $130 per hour

We're building a high-quality library of US securities- and wealth-compliance work products. You'll complete self-contained review and supervision exercises from mock files and produce the compliance deliverable for each, graded against a rubric. Draft-only outputs.

What you'll do

  • QA completed periodic client reviews against a supervision control checklist; flag deficiencies with specific control citations and write the audit-trail entry.
  • Review Reg BI / DOL rollover and trade / new-account attestations against reference procedures; flag non-compliant recommendations with citations.
  • Review outgoing client communications and marketing pieces against the SEC Marketing Rule and suitability guidelines; draft reviewer dispositions.
  • Supervise structured-product and alternative-investment books; flag restriction-code hits, recent-purchase patterns, and concentration thresholds.

You're a fit if you have

  • 3+ years in US securities / broker-dealer / RIA compliance or supervision.
  • Working knowledge of Reg BI, DOL rollover rules, FINRA supervisory requirements, suitability, and the SEC Marketing Rule.
  • Strong written judgment and citation discipline.

Nice to have

  • FINRA Series 7 + 24 (or 9/10); IACCP or comparable compliance designation; structured-products / alternatives supervision experience.

Assessment Score a periodic review against a control checklist; review a rollover recommendation against Reg BI; flag a marketing piece against the SEC Marketing Rule.

Details Contract, hourly (~15 hrs/week), remote, US-based. Pay $110-150/hr based on experience and licensing.

We consider all qualified applicants without regard to legally protected characteristics and provide reasonable accommodations upon request.

Where you can work

This role is 100% remote, for applicants located in United States.

From Weekday's job posting, checked Oct 20, 2026.

Apply on Weekday (opens the job details)

The application

Just your details and CV.

Have readyCV

From Weekday's apply page, checked Oct 18, 2026.

About Weekday

A recruiting company that staffs AI labs' expert training projects, most of them US contracts paying $60 to $160 an hour.

How it pays: Not stated on its postings, which describe independent contract work for the client; its other contract postings say pay goes out weekly through Stripe or Wise.

Weekday jobs with full postings Every open Weekday role Read the full Weekday review

Similar open roles

Some links on AITraining.jobs are referral links. If you sign up through one, AITraining.jobs may earn a commission at no extra cost to you. It never changes what a platform pays you.

A licensed or credentialed professional?

One profile for every AI training platform. Companies ask us for people with a specific language, country or credential: add yours once, and when a role fits, we introduce you, only with your yes. Free.

Create my profile

Get new Weekday roles by email

We check the Weekday job board every hour and email you its newest roles each week, plus similar paid roles elsewhere. Free, unsubscribe anytime.